Getting Culture And Conduct Right - The Role Of The Regulator - Speech By...
The topic of my speech today is ‘getting culture and conduct right’, and in particular the FCA’s role within that.read more...
View ArticleStatement On Adoption Of Rule On Reporting And Dissemination Of...
I would like to thank the staff for their hard work in bringing this recommendation to the Commission, including John Roeser, Michael Gaw, Sara Albertson, Yvonne Fraticelli, Kathleen Gross, David...
View ArticleStatement On The Disclosure Update And Simplification Proposing Release, SEC...
Good morning. I would like to thank each of you for your work on this release.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleStatement On Amendments To Disclosure Of Order Handling Information, SEC...
I want to echo the Chair in thanking the staff that has worked on this proposal, including Ted Venuti, Arisa Kettig, Steve Kuan, Amir Katz, Chris Grobbel, and Andrew Sioson from the Division of Trading...
View ArticleESMA Consults On The Validation And Review Of CRAsâ Methodologies...
The European Securities and Markets Authority (ESMA) has published a Consultation Paper on guidelines on the validation and review of Credit Rating Agencies’ (CRAs) methodologies (the CP).read more...
View ArticleCorporate Debt Trade Information Now Available - IIROC Enhancing Debt Market...
The Investment Industry Regulatory Organization of Canada (IIROC) is now publishing corporate bond trade data on a new website, providing all market participants with free information that can help...
View ArticleESMA Readies MAR Guidelines On Market Soundings And Delayed Disclosure Of...
The European Securities and Markets Authority (ESMA) has issued today final guidelines clarifying the implementation of the Market Abuse Regulation (MAR) for persons receiving market soundings and on...
View ArticleEuropean Commission: Speech By Commissioner Jonathan Hill At The European...
Thank you so much for giving me the chance to say a few words on the work we've been doing to build a Capital Markets Union. To talk about what we've done so far and also to sketch out the next steps...
View ArticleESMA Updates Its MAR Q&AS
The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&As) regarding the implementation of the Market Abuse Regulation (MAR).read more...
View ArticleNasdaq Welcomes IHS Markit Ltd. To The Nasdaq Stock Market - Commences...
Nasdaq (Nasdaq:NDAQ) announced that trading of IHS Markit Ltd. (Nasdaq:INFO) commenced on The Nasdaq Stock Market on July 13, 2016. This marks the successful merger of two companies – IHS (formerly...
View ArticleSIFMA Supports Administration's Treatment Of Data Localization In Trade And...
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO in support of the Administration's treatment of data localization in trade and investment agreements and...
View ArticleUnscheduled Adjustment In DAX - Share Class Of Deutsche Börse AG...
On Wednesday, Deutsche Börse announced an unscheduled change to DAX. As a result of the expected merger of Deutsche Börse AG and London Stock Exchange plc, the Deutsche Börse AG current share class...
View ArticleNew York Attorney General Eric T. Schneiderman Lawsuit Targets Alleged...
Attorney General Eric T. Schneiderman today announced that his office has filed a lawsuit against a Binghamton-area woman for allegedly pocketing a portion of proceeds raised via a GoFundMe.com...
View ArticleNew Study Ranks CDS Pricing Among Lowest In The World - Value Of Services...
The Canadian Depository for Securities (CDS), a wholly-owned subsidiary of TMX Group, today released the findings of a new study conducted earlier this year by Butterill and Associates that compared...
View ArticleKnowledge Management and Innovation: Interaction, Collaboration, Openness
This book explores the relationships between knowledge management (KM) processes and innovation management.read more...
View ArticleOffice Of Financial Research Update - Well-Designed âMicrodataâ...
The OFR released a blog today by Director Richard Berner saying well-designed “microdata” can help companies and regulators monitor risks. The blog post follows a paper that OFR Deputy Director Con...
View ArticleContinuous tenor extension of affine LIBOR models with multiple curves and...
We consider the class of affine LIBOR models with multiple curves, which is an analytically tractable class of discrete tenor models that easily accommodates positive or negative interest rates and...
View ArticlePersonal Finance in Your 20s For Dummies
The easy way to avoid early pitfalls on the road to financial successread more...
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