CFTC Orders Bitcoin Exchange Bitfinex to Pay $75,000 for Offering Illegal...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Hong Kong-based bitcoin exchange, BFXNA Inc. d/b/a Bitfinex (Bitfinex), for...
View ArticleCFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the Southern District of New York, charging Haena Park...
View ArticleFederal Court Orders Florida Resident Rico Omar Cox to Pay Over $940,000 and...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge William J. Zloch of the U.S. District Court for the Southern District of Florida (Fort Lauderdale) entered an Order of...
View ArticleCFTC Charges Three Men and Their Florida-Based Berkley Companies with $2.7...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 31, 2016, it filed a civil enforcement action in the U.S. District Court for the Southern District of Florida charging...
View ArticleCFTC Obtains Default Judgment Orders against Three Magee Family Members of...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Lynn Adelman of the U.S. District Court for the Eastern District of Wisconsin entered an Order of Default Judgment and...
View ArticleFederal Court Orders Florida Resident Todd Owen Marshall, Harvard Assets LLC,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Beth Bloom of the U.S. District Court for the Southern District of Florida entered a final default judgment Order against...
View ArticleFederal Court Orders Dante S. Giovannetti and His Companies Emini Experts,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Paul G. Byron of the U.S. District Court for the Middle District of Florida (Orlando Division) entered a Default Final Judgment...
View ArticleCFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint in the U.S. District Court for the Northern District of Illinois, charging Alvin Guy Wilkinson, of San Juan,...
View ArticleFederal Court Orders Nearly $17.5 Million in Sanctions against Naples,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Middle District of Florida entered a final Judgment on June 28, 2016, requiring Defendants Dorian...
View ArticleCFTC Orders London-Based Barclays Bank PLC to Pay a $560,000 Penalty for...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to submit accurate large trader reports...
View ArticleFederal Court in Illinois Orders Matthew J. Marcus and His California Company...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Milton I. Shadur of the U.S. District Court for the Northern District of Illinois entered a Consent Order settling CFTC charges...
View ArticleCFTC Orders Golden Agri International Pte Ltd. to Pay $150,000 for Failing to...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Golden Agri International Pte Ltd., an entity that operates as a processor and...
View ArticleCFTC Orders Singapore-Based Agrocorp International Pte Ltd. to Pay $150,000...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Agrocorp International Pte Ltd., a commodities trading and distribution company headquartered in...
View ArticleCFTC Orders Atlantas Group, Inc. and Edmund Hysni to Pay in Total $7.2...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Atlantas Group, Inc. and Edmund Hysni for committing solicitation fraud in...
View ArticleCFTC Orders Chicago-based Cunningham Commodities, LLC and its Controller...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Cunningham Commodities, LLC , a registered Futures Commission Merchant based in...
View ArticleCFTC’s Division of Market Oversight Extends Conditional Time-Limited...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) today announced it has issued a no-action letter extending conditional time-limited relief for...
View ArticleCFTC Staff Issues Residual Interest Deadline Report
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight today issued a report on the âResidual Interest Deadline,â as required under CFTC...
View ArticleCFTC Issues Final Cross-Border Margin Rule
The U.S. Commodity Futures Trading Commission (CFTC) today adopted a rule implementing a cross-border approach to the CFTCâs margin requirements for uncleared swaps (Final Rule). Published in January...
View ArticleCFTC Approves Supplement to Position Limits Proposal to Permit Exchanges to...
The U.S. Commodity Futures Trading Commission (CFTC) today voted unanimously to issue for public comment a supplement to its December 2013 position limits proposal that will modify the procedures...
View ArticleCFTC Grants Registration to 3 Swap Execution Facilities
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued Orders of Registration to three Swap Execution Facilities (SEFs), granting them fully registered status with the...
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