NYSE Member Firms Report Second-Quarter Results
New York Stock Exchange member firms that conduct business with the public reported a second-quarter 2016 after-tax profit of approximately $3.8 billion and revenues of approximately $42.4 billion,...
View ArticleOneChicago Announces Trading Volume For August 2016 - Year-To-Date Volume Up...
OneChicago, LLC (OCX), a securities finance exchange, today announced its August 2016 volume of 1,025,240, a decrease of 21% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering...
View ArticleCFTC Wins Fraud Trial against Florida-Based Precious Metals Traders Robert...
The U.S. Commodity Futures Trading Commission (CFTC) announced today a victory after trial involving a fraudulent precious metals scheme perpetrated by Robert Escobio of Miami, Florida, through his...
View ArticleStatement Of CFTC Chairman Timothy Massad Regarding 30 Day No-Action Relief...
Today is the first compliance date for our rules requiring margin for uncleared swaps, which generally covers transactions between swap dealers. CFTC staff has been made aware that some dealers have...
View ArticleSEC Charges Alabama Attorney And His Companies In Purported Waste-To-Energy...
The Securities and Exchange Commission today charged Alabama attorney Donald Watkins and companies he controls with defrauding professional athletes and other investors out of millions of dollars, much...
View ArticleCFTC Issues No-Action Letter To Swap Dealers To Extend Collateral Rule...
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited, no-action letter stating that it will not recommend an...
View ArticleCFTC Wins Fraud Trial Against Florida-Based Precious Metals Traders Robert...
The U.S. Commodity Futures Trading Commission (CFTC) announced today a victory after trial involving a fraudulent precious metals scheme perpetrated by Robert Escobio of Miami, Florida, through his...
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The Cash Will Prove Itself
Photo Credit: Renegade98 || What was it that Buffett said ’bout swimmin’ naked?read more...
View ArticleCanadian Securities Administrators: Regulators Publish Update On...
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-346 – Guidance as to the Scope of the International Dealer Exemption in relation to Foreign-Currency Fixed Income...
View ArticleCFTC to Hold an Open Commission Meeting on September 8th to Consider System...
U.S. Commodity Futures Trading Commission (Commission) Chairman Tim Massad announced today that the Commission will hold an open meeting on Thursday, September 8, 2016 at 10 a.m. to consider the...
View ArticleCFTC To Hold An Open Commission Meeting On September 8th To Consider System...
U.S. Commodity Futures Trading Commission (Commission) Chairman Tim Massad announced today that the Commission will hold an open meeting on Thursday, September 8, 2016 at 10 a.m. to consider the...
View ArticleISDA SIMM Deployed Today: New Industry Standard For Calculating Initial...
The International Swaps and Derivatives Association, Inc. (ISDA) today announced the live launch of the ISDA Standard Initial Margin Model (ISDA SIMMTM), an industry standard methodology that is being...
View ArticleFederal Court in Nevada Orders My Global Leverage, LLC and Toney Blondo...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Andrew P. Gordon of the U.S. District Court for the District of Nevada entered an Order of default judgment against My Global...
View ArticleFederal Court In Nevada Orders My Global Leverage, LLC And Toney Blondo...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Andrew P. Gordon of the U.S. District Court for the District of Nevada entered an Order of default judgment (Order) against My...
View ArticleOffice Of The Comptroller Of The Currency Allows National Banks And Federal...
The Office of the Comptroller of the Currency today issued a proclamation allowing national banks and federal savings associations at their discretion to close offices affected by Hurricane...
View ArticleCBOE Holdings Reports August 2016 Trading Volume - Total ADV Down 13% From...
CBOE Holdings, Inc. (NASDAQ: CBOE) reported today that August average daily volume (ADV) for options contracts traded on Chicago Board Options Exchange®(CBOE®) and C2 Options Exchange (C2), and futures...
View ArticleAn adjoint method for the exact calibration of Stochastic Local Volatility...
This paper deals with the exact calibration of semidiscretized stochastic local volatility (SLV) models to their underlying semidiscretized local volatility (LV) models. Under an SLV model, it is...
View ArticleMontréal Exchange Interest Rate Derivative Trading Ceases At 1:30 p.m....
Interest rate derivative trading will cease at 1:30 p.m. today, September 2, 2016. Furthermore, the Exchange's offices and markets will be closed on September 5, 2016 (Labour Day).
View ArticleASIC: CommSec Pays $700,000 In Infringement Notice Penalties And Refunds $1.1...
Commonwealth Securities Limited (“CommSec”) has paid a total penalty of $700,000 to comply with two infringement notices given to it by the Markets Disciplinary Panel (“MDP”), and has voluntarily...
View ArticleTokyo Stock Exchange: Registered On The Lead Managing Underwriter List Of...
Today, Tokyo Stock Exchange registered Daiwa Capital Markets Singapore Limited on the Lead Managing Underwriter List of the professional-oriented bond market, i.e. TOKYO PRO-BOND Market. According to...
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